SEC

Pro-Crypto Silvergate Bank Goes Public in Listing on NYSE

Shares of pro-crypto Silvergate Bank were launched for trading on the New York Stock Exchange (NYSE) on Nov. 7. Silvergate…

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Preview of Today’s SEC Meeting on Harmonizing Securities Exemptions

Today, the United States Securities and Exchange Commission (SEC) is hosting two meetings of the investor advisory committee. The second…

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Binary Options Scams Spread Into Crypto, Time for US Lawmakers to Act

Mainstream finance and cryptocurrency are becoming more closely intertwined with each passing day. Just over a year ago, the idea…

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US SEC Report Notes Trading Suspensions, Actions Against Crypto Firms in 2019

The United States Securities and Exchange Commission (SEC) suspended securities trading of 271 issuers this year, including some digital assets.…

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Bitmain’s New IPO Attempt in Jeopardy as In-Fighting Goes Public

In 2017, Bitmain ruled the roost and all eyes were on China, but 2018 was a barren year for cryptocurrency.…

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NY Court Orders Veritaseum to Pay Back $8 Million From Illegal ICO

The CEO of Delaware-registered blockchain firm Veritaseum LLC and New York-registered Veritaseum Inc., Reggie Middleton, was ordered to pay $8.4…

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Harbor Now Has Both Broker-Dealer and Transfer Agent Licenses in the US

Security token startup Harbor has secured a transfer agent license from the U.S. Securities and Exchange Commission (SEC). A month…

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Security Token Platform Receives Transfer Agent License From SEC

Harbor, the digital platform for alternative assets, has received a transfer agent license from the United States Securities and Exchange…

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The SEC Files as the CFTC Settles Charges Against Swiss Securities Dealer

The United States Securities and Exchange Commission (SEC) has filed charges against XBT Corp. SARL on the same day that the…

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SEC, CFTC Charge XBT Group With Selling Unregistered Swaps for Bitcoin

U.S. regulators filed charges against XBT Corp. Thursday, alleging the company failed to register as a futures commission merchant (FCM).…

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